西南財(cái)經(jīng)大學(xué)是教育部直屬的國(guó)家重點(diǎn)大學(xué),也是國(guó)家“211工程”重點(diǎn)建設(shè)大學(xué)。證券與期貨學(xué)院作為中國(guó)全日制高等教育唯一培養(yǎng)證券、期貨人才的專(zhuān)業(yè)性學(xué)院,成立于2008年9月28日。前中國(guó)證監(jiān)會(huì)主席周正慶教授擔(dān)任學(xué)院名譽(yù)院長(zhǎng)。學(xué)院實(shí)施校企合作共建的辦學(xué)模式,設(shè)有學(xué)院理事會(huì)。
金融是現(xiàn)代經(jīng)濟(jì)的核心,主導(dǎo)著現(xiàn)代經(jīng)濟(jì)的發(fā)展。西南財(cái)經(jīng)大學(xué)金融學(xué)科具有悠久的辦學(xué)歷史和輝煌的辦學(xué)業(yè)績(jī),為證券與期貨學(xué)院的發(fā)展提供了堅(jiān)實(shí)的學(xué)科支撐。構(gòu)建以國(guó)家重點(diǎn)學(xué)科金融學(xué)為核心,以銀行、保險(xiǎn)、證券期貨三大領(lǐng)域?yàn)橹黧w,多學(xué)科交叉、滲透和支撐的“大金融優(yōu)勢(shì)學(xué)科群”,決定了證券與期貨學(xué)院的成立是學(xué)校學(xué)科建設(shè)和發(fā)展戰(zhàn)略布局的重要舉措。
在學(xué)校的領(lǐng)導(dǎo)下,在理事單位的合作共建下,學(xué)院秉承“經(jīng)世濟(jì)民、孜孜以求”的西財(cái)精神,遵循“開(kāi)放包容、競(jìng)爭(zhēng)創(chuàng)新”的院訓(xùn),堅(jiān)持面向國(guó)際、面向市場(chǎng)、面向未來(lái)的辦學(xué)理念,堅(jiān)持開(kāi)放辦學(xué)、追求創(chuàng)新、突出特色的建院方針,主要面向證券、期貨監(jiān)管部門(mén),交易所,證券、基金、期貨公司以及公司證券事務(wù),開(kāi)展有針對(duì)性的特色人才培養(yǎng);圍繞學(xué)科前沿和國(guó)家重點(diǎn)需求開(kāi)展證券期、貨領(lǐng)域重大理論和實(shí)踐問(wèn)題的研究,努力為中國(guó)證券與期貨業(yè)發(fā)展服務(wù),努力把學(xué)院建設(shè)成為證券與期貨業(yè)高素質(zhì)人才培養(yǎng)、高水平科學(xué)研究、高品質(zhì)社會(huì)服務(wù)的一個(gè)重要基地,為學(xué)校創(chuàng)建特色鮮明的高水平大學(xué)做出重要貢獻(xiàn)。
學(xué)院下擬設(shè)一系三所兩中心:即證券與期貨系;宏觀經(jīng)濟(jì)與市場(chǎng)趨勢(shì)研究所、行業(yè)與資產(chǎn)配置研究所、衍生品與資產(chǎn)定價(jià)研究所;資本市場(chǎng)模擬與測(cè)試中心、行為金融研究中心,F(xiàn)有教師18人,其中:博士生導(dǎo)師4人,教授(含兼職教授)13人,副教授6人。教師隊(duì)伍中,既有專(zhuān)注于證券市場(chǎng)理論研究的專(zhuān)家,如:馮用富教授;也有長(zhǎng)期從事證券與期貨行業(yè)管理的知名人士,如:前中國(guó)證監(jiān)會(huì)主席周正慶教授、前中國(guó)證監(jiān)會(huì)副主席屠光紹教授、現(xiàn)中國(guó)證監(jiān)會(huì)主席助理姜洋教授等;還有證券與期貨業(yè)界的知名專(zhuān)家,如:國(guó)信證券股份有限公司總裁胡繼之教授、中國(guó)銀河證券股份有限公司副總裁李梅教授等。
School of Securities and Futures—About Us
Southwestern University of Finance and Economics (SWUFE) is one of the premier universities specialized in finance and economics in China. It is directly subordinate to the Ministry of Education of China and is also ranked as one of the Top 100 Universities in China’s ‘211’ Project. As the only school in China that is exclusively specialized in securities and futures, the School of Securities and Futures was established in September 28, 2008 to train both full time undergraduate and postgraduate students. The School is structured innovatively on the basis of cooperation between the University and industries, and is directed by the school council. The former CSRC Chairman, Professor Zhengqing Zhou, is the honorable dean of the School.
Finance as the core of modern economy plays a dominating role in economic development nowadays. SWUFE has a long history in developing this discipline and has made prominent achievements, which can be a solid backup to the School of Securities and Futures. One the other hand, the establishment of this new school is one of the most important strategic decisions of SWUFE to construct a ‘Galaxy of Superior Subjects in Finance’, which is built around the national key subject of Finance and supported by three major areas across Banking, Insurance, Securities and Futures.
Leading by the University and cooperating with the members of the School Council, we follow the spirit of SWUFE and keeps to the motto ‘Open and Accommodate, Competitive and Innovative’. Oriented by internationalization, market and the future, we commit to be open minded and innovatively building a school with unique characteristics. Our objectives are: bringing up specialists for the regulation bodies, stock exchanges, institutions, mutual funds, futures companies and other securities related corporations; providing support to the development of China’s financial market with policy oriented researches both theoretically and empirically. We devote ourselves to establish an important base of elite’s education, high level research and high quality social services. Our success will contribute significantly to SWUFE to become one of the outstanding Universities.
The School is organized to be including one department and four research units, which are the Department of Securities and Futures, Macroeconomics and Capital Market Research Unit, Industry and Capital Allocation Research Unit, Derivatives and Asset Pricing Research Unit and Capital Market Simulation and Testing Research Unit. Currently we have 18 academic staff including 13 professors (full time and part time) and 5 full time associate professors. Our team consists of academic researcher that has been long devoted to theoretical and empirical research of security market Professor Yongfu Feng; officials in the regulation bodies such as former CSRC Chairman Professor Zhengqing Zhou, former Deputy CSRC Chairman Professor Guangshao Tu, CSRC Chairman Assistant Professor Yang Jiang; well known specialists in the industries such as the President of Guoxin Securities Co. Ltd. Professor Jizhi Hu and the Vice President of China Galaxy Serurities Co. Ltd. Professor Mei Li.
To achieve the objective of bringing up innovative elites with strong theoretical background, comprehensive professional knowledge and excellent personal quality, our school provides the following degree courses:
Undergraduate Programs: BSc. in Finance (Securities and Futures). Core modules include: Investment, Corporate Finance, Investment Banking, Behavioral Finance, Fixed Income Securities, Futures Option and other Derivatives, Securities Law and Regulation, International Financial Markets, Topics in China’s Capital Markets etc.
Postgraduate Taught Programs: MSc. in Finance (Operation and Regulation of Securities Markets; Securities and Futures Investment). Core modules include: Asset Pricing, Advanced Topics in Securities Analysis, Risk Management, Principle and Practice of New Investment Tools, International Securities Markets, Regulation and Supervision of Securities Market and etc.
Postgraduate Research Program: PhD in Finance (Capital Market Research). Core modules include: Finance and Research Methods, Securities Simulation and Risk Management, Advanced Research of Capital Market Theory and Practice, Financial Asset and Derivatives Pricing, Capital Market Accounting and Finance etc.